Max Zelaya (CRD# 5775569) is an Investment Advisor Representative working at Citigroup Global Markets Inc. in Newbury Park, CA and has over 14 years of experience in the finance industry.
CRD# 5656946
The Lynd Group Advisors, LLC
CRD# 1343922
Virtue Capital Management, LLC
CRD# 3250900
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Citigroup | Santa Monica, CA | Dec 2017 - Current | 6 |
| Self | Chino Hills, CA | Jun 2015 - Current | 8 |
| Wells Fargo Clearing Services, LLC | Brea, CA | Nov 2016 - Dec 2017 | 1 |
| Wells Fargo Advisors, LLC | Brea, CA | Sep 2015 - Nov 2016 | 1 |
| J.p. Morgan Securities LLC | Moreno Valley, CA | Oct 2012 - Sep 2015 | 2 |
| Jp Morgan Chase, Na | Chino Hills, CA | Mar 2010 - Sep 2015 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2010 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2011 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management40,516MILLIONS
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Total Number of Accounts53,880ACCOUNTS
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Average Account Value$751,976
- A percentage of assets under your management
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- Portfolio management for businesses (other than small businesses) or institutional clients
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