Robert Diana (CRD# 6655784) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in New York City, NY and has over 6 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab & Company, Inc. | New York, NY | Nov 2022 - Current | 1 |
| Charles Schwab Bank, Ssb | New York, NY | Nov 2022 - Current | 1 |
| Ubs Financial Services.inc | Weehawken, NJ | Jan 2019 - Nov 2022 | 3 |
| The Vanguard Group, Inc. | Malvern, PA | Jul 2017 - Dec 2018 | 1 |
| Trinity College | Hartford, CT | Sep 2013 - May 2017 | 3 |
| Ray Diana Painting | Manchester, CT | May 2011 - Sep 2016 | 5 |
| Bradley, Foster & Sargent | Hartford, CT | Jan 2016 - May 2016 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2017 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2019 |
- NY
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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