Richard Carrier (CRD# 1717144) is an Investment Advisor Representative working at Rockefeller Capital Management in New York, NY and has over 33 years of experience in the finance industry.
CRD# 5490658
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2473844
Flynn Zito Capital Management, LLC
CRD# 6826987
J.p. Morgan Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Rockefeller Financial LLC | Hamilton, NJ | Feb 2020 - Current | 4 |
| Axiom Capital Management, Inc. | New York, NY | Mar 2019 - Feb 2020 | < 1 |
| Summit Financial, LLC | Parsippany, NJ | Dec 2018 - Jan 2019 | < 1 |
| Summit Equities, Inc. | Parsippany, NJ | Jan 2015 - Jan 2019 | 4 |
| Summit Financial Resources, Inc. | Parsippany, NJ | Jan 2015 - Jan 2019 | 4 |
| Summit Risk Management, Inc. | Parsippany, NJ | Aug 2009 - Jan 2019 | 9 |
| Summit Financial Resources Inc. | Parsippany, NJ | Jun 1997 - Jan 2015 | 17 |
| Summit Equities, Inc. | Parsippany, NJ | Jun 1997 - Jan 2015 | 17 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1991 |
- NJ
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Total Assets Under Management51,821MILLIONS
-
Total Number of Accounts61,461ACCOUNTS
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Average Account Value$843,153
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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