Peyton Hawkes (CRD# 1230783) is an Investment Advisor Representative working at Compound Planning in New York, NY and has over 36 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 3160155
Investment Partners Asset Management
CRD# 1778571
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Alternativ Wealth | Irvine, CA | Nov 2022 - Current | 1 |
| Hawkes Wealth Management | Binghamton, NY | Mar 2017 - Current | 7 |
| Syntax Research | Binghamton, NY | Jan 2014 - Mar 2017 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1987 |
| S65 | NASAA Investment Advisors Law Examination | May 2017 |
- NY
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Total Assets Under Management1,396MILLIONS
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Total Number of Accounts7,391ACCOUNTS
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Average Account Value$188,872
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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