Nicholas Maffucci (CRD# 5952651) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 12 years of experience in the finance industry.
CRD# 6826987
J.p. Morgan Securities LLC
CRD# 5543496
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1358227
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hsbc Technology & Services Usa | New York, NY | Oct 2018 - Current | 5 |
| Hsbc Securities (usa) Inc. | New York, NY | Mar 2014 - Current | 10 |
| Hsbc Private Bank | New York, NY | Apr 2016 - Oct 2018 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2011 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2012 |
- NJ
- NC
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Total Assets Under Management3,020MILLIONS
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Total Number of Accounts12,389ACCOUNTS
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Average Account Value$243,802
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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