Ivanhoe Ffriend (CRD# 1013083) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in New Rochelle, NY and has over 37 years of experience in the finance industry.
CRD# 5834533
Charles Schwab & Company, Inc.
CRD# 5837317
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6073230
Citigroup Global Markets Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Advisers LLC | Schaumburg, IL | Jun 2023 - Current | < 1 |
| Cetera Advisor Networks LLC | New Rochelle, NY | Feb 2019 - Current | 5 |
| Pacific Life Insurance Company | Newport Beach, CA | Apr 2006 - Current | 18 |
| Unum Insurance Company | Chatanooga, TN | Apr 2006 - Current | 18 |
| Boston Mutual Life Ins. | Canton, MA | Jun 1997 - Current | 26 |
| Berkshire Life Ins. Co | Binghamton, NY | May 1996 - Current | 28 |
| Security Mutual Life Ins. Co | Binghampton, NY | Dec 1995 - Current | 28 |
| Provident Life & Casualty Ins. Co | Chattanogan, TN | Apr 1993 - Current | 31 |
| Ffriend Enterprises, Ltd. | New York, NY | Jun 1987 - Current | 36 |
| Kb & Tn Marketing | New Rochelle, NY | Jan 1987 - Current | 37 |
| American General | Houston, TX | Apr 1979 - Current | 45 |
| North Ridge Securities Corp. | Melville, NY | May 2008 - Feb 2019 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1986 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NY
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
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- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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