Thomas Lockmund (CRD# 2772337) is an Investment Advisor Representative working at Silver Oak Securities, Inc. in New Albany, IN and has over 27 years of experience in the finance industry.
CRD# 6729610
Lpl Financial LLC
CRD# 4035401
Ameriprise Financial Services, LLC
CRD# 6656510
Brookstone Financial
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Silver Oak Securities Inc. | Jackson, TN | Feb 2021 - Current | 3 |
| Thomas G. Lockmund, LLC | New Albany, IN | Jan 2003 - Current | 21 |
| Lockmund Financial Group | New Albany, IN | Jul 1999 - Current | 24 |
| Royal Alliance | New Albany, IN | Oct 2017 - Feb 2021 | 3 |
| National Planning Corporation | New Albany, IN | Oct 2007 - Oct 2017 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1996 |
| S65 | NASAA Investment Advisors Law Examination | May 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
- IN
- KY
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Total Assets Under Management1,463MILLIONS
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Total Number of Accounts10,311ACCOUNTS
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Average Account Value$141,919
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