Michael Grau (CRD# 2558374) is an Investment Advisor Representative working at Axiom Financial Strategies Group, LLC in New Albany, IN and has over 23 years of experience in the finance industry. Michael Grau has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6729610
Lpl Financial LLC
CRD# 4035401
Ameriprise Financial Services, LLC
CRD# 6656510
Brookstone Financial
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lion Street Financial, LLC | New Albany, IN | Oct 2020 - Current | 3 |
| Spring Street Solutions, LLC | New Albany, IN | Apr 2020 - Current | 4 |
| Axiom Financial Strategies Group, LLC | New Albany, IN | Feb 2020 - Current | 4 |
| Wells Fargo Clearing Services, LLC | New Albany, IN | Nov 2016 - Feb 2020 | 3 |
| Wells Fargo Advisors LLC | New Albany, IN | May 2009 - Nov 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2001 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2001 |
- IN
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Total Assets Under Management346MILLIONS
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Total Number of Accounts1,287ACCOUNTS
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Average Account Value$269,077
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
CA, FL, IL, IN, KY, NY, TX
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