Nicholas Barulic (CRD# 4529949) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Neptune Beach, FL and has over 21 years of experience in the finance industry. Nicholas Barulic has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6942351
Fidelity Personal And Workplace Advisors
CRD# 5609391
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6562089
Merrill Lynch, Pierce, Fenner & Smith Incorporated
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Jpmorgan Securitites LLC | Jacksonville, FL | Aug 2017 - Current | 6 |
| Zahn Associates | Jacksonville, FL | Jun 2020 - Jun 2021 | 1 |
| Bbva Securities Inc. | Jacksonville, FL | Oct 2015 - Aug 2017 | 1 |
| Bbva Wealth Solutions Inc. | Jacksonville, FL | Oct 2015 - Aug 2017 | 1 |
| Bbva Compass Insurance Agency, Inc. | Jacksonville, FL | Oct 2015 - Aug 2017 | 1 |
| Compass Bank | Jacksonville, FL | Sep 2015 - Aug 2017 | 1 |
| Fifth Third Securities | Casselberry, FL | Oct 2014 - Sep 2015 | < 1 |
| Bank Of America, N.a | Orlando, FL | Oct 2012 - Oct 2014 | 2 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Orlando, FL | Aug 2012 - Oct 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2002 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2008 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
- TX
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Total Assets Under Management249,731MILLIONS
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Total Number of Accounts1,034,072ACCOUNTS
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Average Account Value$241,502
- A percentage of assets under your management
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