Frank Smith, financial advisor Natchez MS

Frank Smith

CRD Number: 4411417
Current Firm: National Asset Management, Inc.

Frank Smith (CRD# 4411417) is an Investment Advisor Representative working at National Asset Management, Inc. in Natchez, MS and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
National Securities Corp Natchez, MS Jun 2015 - Current 4
I.d. Theft Solutions Of America Natchez, MS Nov 2012 - Current 7
Jhs Capital Advisors, LLC Tampa, FL Aug 2014 - Jun 2015 < 1
Regions Bank Jackson, MS Oct 2010 - Oct 2012 2
Morgan Keegan & Company, Inc. Jackson, MS Oct 2010 - Mar 2012 1
Eli Lilly & Co Jackson, MS Feb 2010 - Oct 2010 < 1
Edward Jones St Louis, MO May 2009 - Feb 2010 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2003
S66 NASAA Uniform Combined State Law Examination Nov 2014
Contact Info for Frank L. Smith
Phone Number: 561-981-1000
Registered State(s):
  • MS
By the Numbers
  • Total Assets Under Management
    2,396
    MILLIONS
  • Total Number of Accounts
    7,245
    ACCOUNTS
  • Average Account Value
    $330,711
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
Clean Record
This advisor has a clean track record with regulators.

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