David Moore (CRD# 1324619) is an Investment Advisor Representative working at Independent Solutions Wealth Management, LLC in Williamsville, NY and has over 39 years of experience in the finance industry. David Moore has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1234546
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1604730
Lytle Investments
CRD# 6254146
Equitable Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Peak Brokerage Services, LLC | Jupiter, FL | Apr 2024 - Current | < 1 |
| Independent Solutions Wealth Management, LLC | Williamsville, NY | Apr 2024 - Current | < 1 |
| Moore Financial Group | Naples, NY | Jan 2020 - Current | 4 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Jul 2021 - Apr 2024 | 2 |
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Jul 2021 - Apr 2024 | 2 |
| Mass Mutual Life Insurance Company | Rochester, NY | Jan 2020 - Jul 2021 | 1 |
| Mml Investors Services, LLC | Rochester, NY | Jan 2020 - Jul 2021 | 1 |
| Changepath, LLC | Rochester, NY | Jul 2019 - Dec 2019 | < 1 |
| Mml Investors Services, LLC | Rochester, NY | Jan 2018 - Jul 2019 | 1 |
| Massachusetts Mutual Life Insurance Company | Rochester, NY | Jan 2018 - Jul 2019 | 1 |
| American Portfolios Financial Services, Inc. | Holbrook, NY | Apr 2015 - Jan 2018 | 2 |
| Client One Securities, LLC | Naples, NY | Nov 2014 - Apr 2015 | < 1 |
| Client One Securities, LLC | Naples, NY | Mar 2013 - Oct 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1984 |
- NY
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Total Assets Under Management954MILLIONS
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Total Number of Accounts5,873ACCOUNTS
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Average Account Value$162,409
- A percentage of assets under your management
- Hourly charges
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- Financial planning services
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- Educational seminars/workshops
CA, CO, FL, KS, LA, MA, ME, MI, MN, NC, NH, NJ, NV, NY, OH, OR, PA, SC, TN, TX, VA, WA
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