Gary Allen, financial advisor Murrieta CA

Gary Allen

CRD Number: 2515244
Current Firm: Stifel, Nicolaus & Company, Incorporated

Gary Allen (CRD# 2515244) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Murrieta, CA and has over 29 years of experience in the finance industry.

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Company Name Location Dates Years
Stifel Nicolaus & Co Inc. Murrieta, CA Apr 2019 - Current 4
Bank Of America, N.a. Temecula, CA Sep 2009 - Apr 2019 9
Merrill Lynch, Pierce, Fenner & Smith Incorporated Temecula, CA Aug 2008 - Apr 2019 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1994
S65 NASAA Investment Advisors Law Examination Jul 1999
Contact Info for Gary Allen
Phone Number: 314-342-2000
Registered State(s):
  • CA
  • SD
  • TX
By the Numbers
  • Total Assets Under Management
    132,551
    MILLIONS
  • Total Number of Accounts
    334,814
    ACCOUNTS
  • Average Account Value
    $395,894
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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