Henry Norman (CRD# 5783203) is an Investment Advisor Representative working at Park Avenue Securities LLC in Montrose, CA and has over 13 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Guardian Life Insurance Company | Montrose, CA | Sep 2020 - Current | 3 |
| Park Avenue Securities | Montrose, CA | Sep 2020 - Current | 3 |
| Guardian Life Insurance Company | Glendale, CA | Jun 2019 - Sep 2020 | 1 |
| Park Avenue Securities | Gelndale, CA | Jun 2019 - Sep 2020 | 1 |
| Guardian Life Insurance Company | San Ramon, CA | Aug 2018 - Aug 2019 | 1 |
| Park Avenue Securities | San Ramon, CA | Aug 2018 - Aug 2019 | 1 |
| Park Avenue Securities | Beverly Hills, CA | Aug 2018 - Aug 2019 | 1 |
| Guardian Life Insurance Company | Beverly Hills, CA | Aug 2018 - Aug 2019 | 1 |
| Guardian Life Insurance | La Canada, CA | Jun 2019 - Jun 2019 | < 1 |
| Park Avenue Securities | La Canada, CA | Jun 2019 - Jun 2019 | < 1 |
| Guardian Life Insurance Company | Pasadena, CA | Dec 2018 - Jun 2019 | < 1 |
| Park Avenue Securities | Pasadena, CA | Dec 2018 - Jun 2019 | < 1 |
| Mml Investors Services LLC | Pasadena, CA | Apr 2012 - Jul 2018 | 6 |
| Massmutual Life Insurance Company | Pasadena, CA | Mar 2012 - Jul 2018 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2011 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2013 |
- AZ
- CA
- CO
- FL
- NV
- NC
- OH
- OR
- PA
- TX
- WA
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Total Assets Under Management11,882MILLIONS
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Total Number of Accounts62,811ACCOUNTS
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Average Account Value$189,164
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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