Anthony Purpero (CRD# 856680) is an Investment Advisor Representative working at Harbor Hills Financial Advisors in Montecito, CA and has over 40 years of experience in the finance industry.
CRD# 4850609
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4570280
Mission Wealth Management, LP
CRD# 4734751
Planmember Securities Corporation
Company Name | Location | Dates | Years |
---|---|---|---|
Harbor Hills, Inc. | Montecito, CA | Jun 2021 - Current | 2 |
Harbor Hills, Inc. | Montecito, CA | May 2021 - Current | 3 |
Changepath, LLC | Leawood, KS | Oct 2020 - May 2021 | < 1 |
Partnervest | Santa Barbara, CA | Jan 2005 - May 2021 | 16 |
Partnervest Financial Group | Santa Barbara, CA | Jan 2005 - Oct 2020 | 15 |
Sorrento Pacific Financial, LLC | Santa Barbara, CA | Jul 2009 - Jan 2019 | 9 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Nov 1983 |
S65 | NASAA Investment Advisors Law Examination | Sep 1992 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management80MILLIONS
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Total Number of Accounts224ACCOUNTS
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Average Account Value$357,143
- A percentage of assets under your management
- Hourly charges
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA
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