Terry Estes (CRD# 4071177) is an Investment Advisor Representative working at Steward Partners Investment Advisory, LLC in Monroe, NC and has over 24 years of experience in the finance industry. Terry Estes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Steward Partners Global Advisory, LLC | Monroe, NC | Mar 2024 - Current | < 1 |
| Steward Partners Investment Solutions, LLC | Monroe, NC | Mar 2024 - Current | < 1 |
| Steward Partners Investment Advisory, LLC | Monroe, NC | Mar 2024 - Current | < 1 |
| Freedom Street Partners | Monroe, NC | Oct 2021 - Mar 2024 | 2 |
| Raymond James Financial Services, Inc. | Monroe, NC | Oct 2021 - Mar 2024 | 2 |
| Raymond James Financial Services Advisors, Inc. | Monroe, NC | Oct 2021 - Mar 2024 | 2 |
| Edward Jones | St Louis, MO | Nov 1999 - Oct 2021 | 21 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2000 |
| S66 | NASAA Uniform Combined State Law Examination | Feb 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NC
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Total Assets Under Management15,388MILLIONS
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Total Number of Accounts30,287ACCOUNTS
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Average Account Value$508,088
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