Alexander Aliaga Auqui, financial advisor Modesto CA

Alexander Aliaga Auqui

CRD Number: 7462605
Current Firm: U.s. Bancorp Investments, Inc.

Alexander Aliaga Auqui (CRD# 7462605) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Modesto, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
U.s. Bancorp Investments, Inc. Modesto, CA Oct 2023 - Current < 1
U.s. Bank Modesto, CA Oct 2023 - Current < 1
Bank Of America, N.a. Pleasant Hill, CA Feb 2022 - Oct 2023 1
Merrill Lynch, Pierce, Fenner & Smithincorporated Pleasant Hill, CA Nov 2021 - Oct 2023 1
Bbva Stockton, CA Sep 2020 - Oct 2021 1
Unemployed Ceres, CA May 2020 - Sep 2020 < 1
Cdw New York, CA Jul 2019 - May 2020 < 1
Cornell University Ithaca, NY Aug 2015 - May 2019 3
Statler Hotel Ithaca, NY Aug 2015 - May 2019 3
Cornell Dining Ithaca, NY Sep 2016 - Feb 2017 < 1
Emanuel Medical Center Trurlock, CA Jun 2016 - Aug 2016 < 1
Pitman High School Turlock, CA Aug 2011 - May 2015 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2022
Contact Info for Alexander C. Aliaga Auqui
Phone Number: 800-888-4700
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    15,875
    MILLIONS
  • Total Number of Accounts
    60,028
    ACCOUNTS
  • Average Account Value
    $264,455
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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