Nathan Novotny (CRD# 6113844) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Mobile, AL and has over 10 years of experience in the finance industry.
CRD# 5798808
Eagle Strategies LLC
CRD# 1012439
Cadaret Grant & Co Inc.
CRD# 1420455
Kovack Advisors, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Regions Bank | Mobile, AL | Aug 2022 - Current | 1 |
Cetera Investment Advisers LLC | Mobile, AL | Aug 2022 - Current | 1 |
Cetera Investment Services LLC | Saint Cloud, MN | Aug 2022 - Current | 1 |
Raymond James Financial Services, Inc. | Mobile, AL | Nov 2021 - Aug 2022 | < 1 |
Raymond James Financial Services Advisors, Inc. | Mobile, AL | Nov 2021 - Aug 2022 | < 1 |
Smartbank Investment Services | Mobile, AL | Nov 2021 - Aug 2022 | < 1 |
Smartbank | Mobile, AL | Nov 2021 - Aug 2022 | < 1 |
Compass Bank | Birmingham, AL | May 2019 - Nov 2021 | 2 |
Bbva Securities Inc. | Mobile, AL | May 2019 - Nov 2021 | 2 |
Bbva Compass Insurance Agency Inc. | Austin, TX | May 2019 - Nov 2021 | 2 |
Bbva Wealth Solutions Inc. | Mobile, AL | May 2019 - Nov 2021 | 2 |
The Prudential Insurance Company Of America | Birmingham, AL | May 2018 - May 2019 | 1 |
Pruco Securities, LLC | Birmingham, AL | May 2018 - May 2019 | 1 |
Unemployed | Daphne, AL | Oct 2017 - Apr 2018 | < 1 |
Hancock Investment Services, Inc. | Mobile, AL | Sep 2015 - Sep 2017 | 2 |
Hancock/whitney Bank | Mobile, AL | Sep 2015 - Sep 2017 | 2 |
Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Sep 2015 | < 1 |
Morgan Stanley | Mobile, AL | Jan 2014 - Sep 2015 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Apr 2014 |
- AL
-
Total Assets Under Management104,469MILLIONS
-
Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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