Johanne Carroll (CRD# 4706772) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Mobile, AL and has over 20 years of experience in the finance industry.
CRD# 1082994
Celia Mann Baehr, Cfp
CRD# 6780171
L&l Financial Services, LLP
CRD# 1610124
Wealth Management Consultants, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| The Montz Wealth Mangagement Group | Mobile, AL | Mar 2023 - Current | 1 |
| Raymond James Financial Services Inc. | Mobile, AL | Nov 2021 - Current | 2 |
| Raymond James Financial Services Advisors | Mobile, AL | Nov 2021 - Current | 2 |
| Smartbank | Mobile, AL | Nov 2021 - Current | 2 |
| Pnc Investments | Mobile, AL | Aug 2021 - Nov 2021 | < 1 |
| Bbva Securities Inc. | Mobile, AL | Jun 2021 - Aug 2021 | < 1 |
| Pnc Managed Account Solutions, Inc. | Mobile, AL | Jun 2021 - Aug 2021 | < 1 |
| Bbva Compass Insurance Agency, Inc. | Austin, TX | Oct 2000 - Aug 2021 | 20 |
| Compass Bank | Birmingham, AL | May 1998 - Aug 2021 | 23 |
| Bbva Securities Inc. | Mobile, AL | May 2013 - Jun 2021 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2003 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2021 |
- AL
-
Total Assets Under Management275,430MILLIONS
-
Total Number of Accounts985,117ACCOUNTS
-
Average Account Value$279,591
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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