Nicholas Lertola (CRD# 6551063) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Mishawaka, IN and has over 8 years of experience in the finance industry.
CRD# 4621831
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4140596
Raymond James & Associates, Inc.
CRD# 5275
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab & Company, Inc. | Mishawaka, IN | Aug 2015 - Current | 8 |
| Purdue University's Birck Boilermaker Golf Complex | West Lafayette, IN | Mar 2013 - Jul 2015 | 2 |
| Incontact Solutions | Lafayette, IN | Nov 2014 - Apr 2015 | < 1 |
| Ii-a Finance And Insurance Brokers | Sydney, | May 2014 - Jul 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2015 |
| S66 | NASAA Uniform Combined State Law Examination | Mar 2017 |
- IN
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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