Maurice Simpkins (CRD# 6306188) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Millburn, NJ and has over 7 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 2963357
Hsbc Securities (usa) Inc.
CRD# 5729536
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab And Company, Inc. | Short Hills, NJ | Dec 2022 - Current | 1 |
| Charles Schwab & Company, Inc. | Short Hills, NJ | Jan 2022 - Current | 2 |
| Td Ameritrade Investment Management, LLC | Short Hills, NJ | May 2021 - Dec 2022 | 1 |
| Td Ameritrade | Short Hills, NJ | Apr 2021 - Dec 2022 | 1 |
| Wells Fargo Clearing Services | St Louis, MO | Jan 2021 - Apr 2021 | < 1 |
| Wells Fargo Clearing Services | St Louis, MO | Dec 2020 - Apr 2021 | < 1 |
| Wells Fargo Clearing Services LLC | Wayne, NJ | May 2018 - Oct 2020 | 2 |
| Unemployed | Bloomfield, NJ | Nov 2017 - May 2018 | < 1 |
| Edward Jones | St Louis, MO | Jan 2017 - Nov 2017 | < 1 |
| Pnc Financial Services | Clifton, NJ | Oct 2014 - Nov 2016 | 2 |
| Palm Magazine | Newark, NJ | Apr 2013 - May 2016 | 3 |
| New York Life Insurance Company | Saddle Brook, NJ | Feb 2014 - Aug 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2017 |
- NJ
- TX
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.