Arden Liles (CRD# 719683) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Midvale, UT and has over 28 years of experience in the finance industry.
CRD# 4683570
Cetera Investment Advisers LLC
CRD# 1870699
Five Seasons Financial Planning LLC
CRD# 840425
Equitable Advisors, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Cetera Investment Advisers LLC | Schaumburg, IL | Jun 2023 - Current | < 1 |
Cetera Advisor Networks LLC | El Segundo, CA | Jun 2021 - Current | 2 |
Liles Agency, Inc. | Midvale, UT | Jan 2010 - Current | 14 |
Liles Properties, LLC | Denver, CO | Jun 2005 - Current | 18 |
Voya Financial Advisors | Midvale, UT | Sep 2014 - Jun 2021 | 6 |
Nfg Advisors | Midvale, UT | Jan 2013 - Dec 2019 | 6 |
Nfg Brokerage | Midvale, UT | Jan 2013 - Dec 2019 | 6 |
Nelson Financial Group | Midvale, UT | Oct 2012 - Dec 2018 | 6 |
Ing Financial Partners, Inc. | Midvale, UT | Jan 2004 - Sep 2014 | 10 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jan 1996 |
S65 | NASAA Investment Advisors Law Examination | Dec 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
- UT
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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