Heather Garvin, financial advisor Midland TX

Heather Garvin

CRD Number: 4952167
Current Firm: Raymond James Financial Services Advisors, Inc.

Heather Garvin (CRD# 4952167) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Midland, TX and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Raymond James Financial Services, Inc. Midland, TX Feb 2020 - Current 4
Raymond James Financial Services Advisors, Inc. Midland, TX Feb 2020 - Current 4
Mml Investor Service Inc/capital Strategies Midland, TX Jun 2005 - Nov 2019 14
Massmutual/kay Financial Group Midland, TX Feb 2002 - Mar 2019 17
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2005
S65 NASAA Investment Advisors Law Examination Mar 2007
Contact Info for Heather D. Garvin
Phone Number: 727-567-3020
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    275,430
    MILLIONS
  • Total Number of Accounts
    985,117
    ACCOUNTS
  • Average Account Value
    $279,591
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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