Matthew Broad (CRD# 5016657) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Middletown, NJ and has over 18 years of experience in the finance industry.
CRD# 2377452
Mml Investors Services, LLC
CRD# 4163837
Osaic Wealth, Inc.
CRD# 5922302
Osaic Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fidelity Investments | Merrimack, NH | Dec 2021 - Current | 2 |
| Equitable Advisors, LLC | New York, NY | May 2017 - Dec 2021 | 4 |
| Equitable | Secaucus, NJ | Sep 2015 - Dec 2021 | 6 |
| Axa-advisors, LLC | New York, NY | May 2017 - Jun 2020 | 3 |
| Axa Equitable | Secaucus, NJ | Sep 2015 - Jun 2020 | 4 |
| Nc State Employee's Credit Union | Raleigh, NC | Feb 2015 - Sep 2015 | < 1 |
| Cadaret Grant | Red Bank, NJ | Aug 2014 - Jan 2015 | < 1 |
| Main Street Hub | New York, NY | Feb 2014 - Jul 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2006 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2007 |
| S66 | NASAA Uniform Combined State Law Examination | Apr 2023 |
- NJ
- TX
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Total Assets Under Management818,776MILLIONS
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Total Number of Accounts1,991,043ACCOUNTS
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Average Account Value$411,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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