Lori MoncadaCRD Number: 5473199
Current Firm: Bankers Life Advisory Services, Inc.
Lori Moncada (CRD# 5473199) is an Investment Advisor Representative working at Bankers Life Advisory Services, Inc. in Middleboro, MA and has over 11 years of experience in the finance industry.
Genesis Wealth Advisors, LLC
Shorepoint Capital Partners LLC
Four Ponds Financial Planning
|Bankers Life Securities, Inc.||Middleboro, MA||May 2016 - Current||3|
|Proequities, Inc.||Middleboro, MA||May 2010 - Current||9|
|Bankers Life And Casualty||Mashpee, MA||Aug 2005 - Current||14|
|Uvest Financial Services Group, Inc.||Charlotte, NC||Jan 2008 - May 2010||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2008|
|S66||NASAA Uniform Combined State Law Examination||Feb 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management324MILLIONS
Total Number of Accounts2,565ACCOUNTS
Average Account Value$126,319
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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