Gregory Ricks (CRD# 1060841) is an Investment Advisor Representative working at Ae Wealth Management, LLC in Metaire, LA and has over 12 years of experience in the finance industry.
CRD# 5662176
Deane Retirement Strategies, Inc.
CRD# 1451905
Newedge Advisors
CRD# 2754864
Deane Retirement Strategies, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ae Wealth Management, LLC | Topeka, KS | May 2019 - Current | 4 |
| Down South Strategies, Inc. | Metairie, LA | Dec 2014 - Current | 9 |
| Gregory Ricks & Associates Inc. | Metairie, LA | Mar 2010 - Current | 14 |
| J.w. Cole Advisors, Inc. | Tampa, FL | Apr 2019 - May 2019 | < 1 |
| Global Financial Private Capital, LLC | Sarasota, FL | Oct 2017 - Apr 2019 | 1 |
| Gregory Ricks LLC | Metairie, LA | Jun 2012 - Oct 2017 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Sep 2011 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- LA
- MS
- TX
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Total Assets Under Management27,083MILLIONS
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Total Number of Accounts277,294ACCOUNTS
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Average Account Value$97,668
- A percentage of assets under your management
- Hourly charges
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- Portfolio management for businesses (other than small businesses) or institutional clients
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AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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