Robert Cooke Sr. (CRD# 704677) is an Investment Advisor Representative working at Broxton Capital Advisors in Memphis, TN and has over 40 years of experience in the finance industry.
CRD# 6347351
Lpl Financial LLC
CRD# 3177764
Strategic Advisory Services
CRD# 3193095
Ameriprise Financial Services, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Hudson Cooper Asset Management, Inc. | Los Angeles, CA | Oct 2011 - Current | 12 |
Broxton Capital Advisors | Los Angeles, CA | Oct 2010 - Current | 13 |
Bma Securities | Rolling Hills Estates, CA | Oct 2013 - Jul 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Apr 1984 |
S65 | NASAA Investment Advisors Law Examination | Sep 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management29MILLIONS
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Total Number of Accounts94ACCOUNTS
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Average Account Value$313,130
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
CA, PR
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