Richard Dubois (CRD# 1434130) is an Investment Advisor Representative working at Dubois Wealth Management, LLC in Mcdonough, GA and has over 38 years of experience in the finance industry.
CRD# 2711031
Zwj Investment Counsel Inc.
CRD# 5947069
Edward Jones
CRD# 5438618
Invesco Advisers, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Dubois Wealth Management, LLC | Mcdonough, GA | Aug 2020 - Current | 3 |
| Capsouth Wealth Management | Mcdonough, GA | Feb 2018 - Jun 2020 | 2 |
| Suntrust Bank | Atlanta, GA | Apr 2003 - Dec 2017 | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1985 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2018 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- GA
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Total Assets Under Management3MILLIONS
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Total Number of Accounts36ACCOUNTS
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Average Account Value$82,736
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
GA
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