Darrell James, financial advisor Marietta GA

Darrell James

CRD Number: 7386777
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Darrell James (CRD# 7386777) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Marietta, GA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Marietta, GA Aug 2021 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Marietta, GA Mar 2021 - Current 3
Cobb County School District Marietta, GA Oct 2019 - Current 4
Bank Of America Kennesaw, GA Mar 2020 - May 2021 1
Dollar Tree Marietta, GA Dec 2019 - Jan 2020 < 1
Destiny Metropolitian Worship Church (dissolved) Atlanta, GA Feb 2018 - Nov 2019 1
Jp Morgan Chase Alpharetta, GA Jun 2019 - Jul 2019 < 1
Capstone Financial Atlanta, GA Mar 2018 - Jan 2019 < 1
Lauren Edwards Real Estate And Appriasals Smyrna, GA May 2015 - Mar 2018 2
Ups Kennesaw, GA Dec 2015 - Jan 2016 < 1
Enterprise-rent-a-car Smyrna, GA Jun 2014 - May 2015 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2021
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Darrell James
Phone Number: 800-637-7455
Registered State(s):
  • GA
  • TX
By the Numbers
  • Total Assets Under Management
    1,271,594
    MILLIONS
  • Total Number of Accounts
    2,911,578
    ACCOUNTS
  • Average Account Value
    $436,737
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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