Philip Shaffer (CRD# 716363) is an Investment Advisor Representative working at Oneascent Family Offices in Westerville, OH and has over 43 years of experience in the finance industry.
CRD# 2483337
Stratos Wealth Partners, Ltd
CRD# 5207204
Shuttleworth & Company
CRD# 2278230
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Oneascent Family Office, LLC | Birmingham, AL | May 2024 - Current | < 1 |
| Hamilton Capital Management, Inc. | Columbus, OH | Oct 2018 - Apr 2024 | 5 |
| Halite Partners, LLC | Marco Island, FL | Aug 2017 - Oct 2018 | 1 |
| Halite Partners, LLC | Columbus, OH | Aug 2017 - Oct 2018 | 1 |
| Halite Partners, LLC | Columbus, OH | Jun 2017 - Oct 2018 | 1 |
| Halite Partners, LLC | Columbus, OH | Aug 2017 - Oct 2017 | < 1 |
| Morgan Stanley | Granville, OH | Mar 2016 - Jun 2017 | 1 |
| Morgan Stanley | Marco Island, FL | Jul 2015 - Jun 2017 | 1 |
| Morgan Stanley Private Bank, N.a. | New York, NY | Jan 2015 - Jun 2017 | 2 |
| Morgan Stanley | Columbus, OH | Jun 2009 - Jun 2017 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1980 |
| S65 | NASAA Investment Advisors Law Examination | Mar 1993 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OH
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Total Assets Under Management94MILLIONS
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Total Number of Accounts98ACCOUNTS
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Average Account Value$956,697
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other
AL, CO, FL, OH, TX
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