Scotto Caggiano, financial advisor Lutherville-Timonium MD

Scotto Caggiano

CRD Number: 1245430
Current Firm: Eagle Strategies LLC

Scotto Caggiano (CRD# 1245430) is an Investment Advisor Representative working at Eagle Strategies LLC in Lutherville-Timonium, MD and has over 37 years of experience in the finance industry.

Similar Advisors
Arnold Abel, financial advisor Lutherville-Timonium MD
Arnold T. Abel
CRD# 1582180
Thrivent Investment Management Inc.
Similar Advisors
Rita Abel, financial advisor Lutherville-Timonium MD
Rita Abel
CRD# 2436101
Abel Financial Management Company
Similar Advisors
Edwin Abrams, financial advisor Lutherville-Timonium MD
Edwin A. Abrams
CRD# 2763082
Mml Investors Services, LLC
Company Name Location Dates Years
Nylife Securities LLC Timonium, MD May 2016 - Current 8
Eagle Strategies LLC Timonium, MD May 2016 - Current 8
New York Life Insurance Co Timonium, MD May 2016 - Current 8
Eagle Strategies LLC Latham, NY Jul 2013 - May 2016 2
Nylife Securities Inc. Melville, NY Oct 2004 - May 2016 11
New York Life Insurance Company Melville, NY Sep 2004 - May 2016 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1987
S66 NASAA Uniform Combined State Law Examination Jul 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Scotto D. Caggiano
Phone Number: (888) 695-3245
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    20,358
    MILLIONS
  • Total Number of Accounts
    95,287
    ACCOUNTS
  • Average Account Value
    $213,647
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from Scotto Caggiano and other advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.