Roy Alvis, Jr., financial advisor Lufkin TX

Roy Alvis, Jr.

CRD Number: 1919595
Current Firm: Sanctuary Advisors, LLC

Roy Alvis, Jr. (CRD# 1919595) is an Investment Advisor Representative working at Sanctuary Advisors, LLC in Lufkin, TX and has over 35 years of experience in the finance industry.

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Company Name Location Dates Years
Sanctuary Securities, Inc. Diboll, TX Aug 2022 - Current 1
Sanctuary Advisors, LLC Diboll, TX Aug 2022 - Current 1
Bank Of America, Na Lufkin, TX Sep 2009 - Aug 2022 12
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lufkin, TX Sep 1991 - Aug 2022 30
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1989
S65 NASAA Investment Advisors Law Examination Jan 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Roy M. Alvis, Jr.
Phone Number: 317-975-7729
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    16,220
    MILLIONS
  • Total Number of Accounts
    38,933
    ACCOUNTS
  • Average Account Value
    $416,618
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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