Samuel Waltman (CRD# 4650562) is an Investment Advisor Representative working at Kayne Anderson Rudnick Investment Management, LLC in Los Angeles, CA and has over 21 years of experience in the finance industry.
CRD# 5779397
Madison Avenue Securities, LLC
CRD# 2485305
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4793512
U.s. Bancorp Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Kayne Anderson Rudnick Investment Management, LLC | Los Angeles, CA | Apr 2016 - Current | 8 |
| Zions Bank | Salt Lake City, UT | Mar 2016 - Mar 2016 | < 1 |
| Citgroup Global Markets Inc. | San Francisco, CA | Aug 2014 - Jan 2016 | 1 |
| Citibank.n.a | San Francisco, CA | Aug 2014 - Jan 2016 | 1 |
| J.p. Morgan Securities LLC | San Francisco, CA | Aug 2011 - Aug 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2003 |
| S66 | NASAA Uniform Combined State Law Examination | Sep 2010 |
- AZ
- CA
- CO
- FL
- MI
- TX
- UT
- WA
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Total Assets Under Management41,186MILLIONS
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Total Number of Accounts28,081ACCOUNTS
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Average Account Value$1,466,696
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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