Michael Macauley, financial advisor Los Angeles CA

Michael Macauley

CRD Number: 5714328
Current Firm: Seia

Michael Macauley (CRD# 5714328) is an Investment Advisor Representative working at Seia in Los Angeles, CA and has over 14 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Ses Inc. Los Angeles, CA Aug 2023 - Current < 1
Seia LLC Los Angeles, CA Feb 2015 - Current 9
Royal Alliance Associates, Inc. Los Angeles, CA Nov 2018 - Aug 2023 4
Sii Los Angeles, CA Apr 2015 - Nov 2018 3
Northwestern Mutual Investment Services, LLC Los Angeles, CA Oct 2009 - Apr 2015 5
Northwestern Mutual Life Insurance Company Milwaukee, WI Sep 2009 - Apr 2015 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2010
Contact Info for Michael Macauley
Phone Number: 310-712-2323
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    14,212
    MILLIONS
  • Total Number of Accounts
    18,483
    ACCOUNTS
  • Average Account Value
    $768,896
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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