Dylan Thai (CRD# 7429788) is an Investment Advisor Representative working at Tcw Investment Management Company LLC in Los Angeles, CA and has over 2 years of experience in the finance industry.
CRD# 4793512
U.s. Bancorp Advisors, LLC
CRD# 5619105
Ubs Financial Services Inc.
CRD# 2505282
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Tcw LLC | Los Angeles, CA | Oct 2022 - Current | 1 |
| Tcw Funds Distributors LLC | Los Angeles, CA | Oct 2022 - Current | 1 |
| Mwa Financial Service Inc. | Rock Island, IL | Aug 2021 - Oct 2022 | 1 |
| Modern Woodmen Of America | Rock Island, IL | Jan 2021 - Oct 2022 | 1 |
| Ucsc | Santa Cruz, CA | Sep 2017 - Jun 2021 | 3 |
| Chase | Scotts Valley, CA | Jun 2019 - Aug 2020 | 1 |
| Santa Cruz Boardwalk | Santa Cruz, CA | Apr 2019 - Jul 2019 | < 1 |
| Goldstar | Pasadena, CA | Jun 2018 - Sep 2018 | < 1 |
| Goldstar | Pasadena, CA | Jun 2017 - Sep 2017 | < 1 |
| La Salle High School | Pasadena, CA | Sep 2013 - Jun 2017 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2021 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2022 |
- CA
- KY
- NC
- VA
- WV
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Total Assets Under Management39,897MILLIONS
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Total Number of Accounts4,569ACCOUNTS
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Average Account Value$8,732,022
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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