David Lipsey (CRD# 4661418) is an Investment Advisor Representative working at Wells Fargo Investment Institute, Inc. in Los Angeles, CA and has over 20 years of experience in the finance industry.
CRD# 6164184
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2170883
Ubs Financial Services Inc.
CRD# 3084990
Halbert Hargrove
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Wells Fargo Investment Institute, Inc. | Los Angeles, CA | Nov 2021 - Current | 2 |
| Wells Fargo Private Bank | Los Angeles, CA | Mar 2014 - Current | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2003 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2022 |
- CA
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Total Assets Under Management43,998MILLIONS
-
Total Number of Accounts20,338ACCOUNTS
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Average Account Value$2,163,352
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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