Stanley Mok (CRD# 864314) is an Investment Advisor Representative working at Mok Capital Management in Los Altos, CA and has over 43 years of experience in the finance industry.
CRD# 1351279
Lpl Financial LLC
CRD# 6828753
Fidelity Personal And Workplace Advisors
CRD# 2183126
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany, NY | Feb 2013 - Current | 11 |
| Mok Capital Management | Los Altos, CA | Mar 1997 - Current | 27 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1980 |
| S65 | NASAA Investment Advisors Law Examination | Aug 1992 |
- CA
- NV
-
Total Assets Under Management48MILLIONS
-
Total Number of Accounts184ACCOUNTS
-
Average Account Value$260,512
- A percentage of assets under your management
- Hourly charges
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA, NV
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