James Albert, financial advisor Lone Tree CO

James Albert

CRD Number: 6109337
Current Firm: Schwab Private Client Investment Advisory, Inc.

James Albert (CRD# 6109337) is an Investment Advisor Representative working at Schwab Private Client Investment Advisory, Inc. in Lone Tree, CO and has over 7 years of experience in the finance industry.

Similar Advisors
Mark Ballenger II, financial advisor Lone Tree CO
Mark A. Ballenger II
CRD# 2810252
Ewealth Consulting, LLC
Similar Advisors
Dave Anthony, CFP®, RMA®, financial advisor Lone Tree CO
Dave Anthony, CFP®, RMA®
CRD# 3068955
Anthony Capital, LLC
Similar Advisors
Eric Courage , financial advisor Lone Tree CO
Eric M. Courage
CRD# 5513725
Margin
Company Name Location Dates Years
Schwab Private Client Investment Advisors Lone Tree, CO Aug 2018 - Current 1
Charles Schwab & Company, Inc. Lone Tree, CO Aug 2014 - Current 5
Grindstone Music Golden, CO Jul 1994 - Current 25
Strive Preparatory Schools Denver, CO Oct 2013 - Jun 2014 < 1
Country Financial Littleton, CO Aug 2012 - Jul 2013 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2012
S66 NASAA Uniform Combined State Law Examination Nov 2017
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for James F. Albert
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    91,149
    MILLIONS
  • Total Number of Accounts
    182,872
    ACCOUNTS
  • Average Account Value
    $498,433
Compensation Options
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.