Cole Ricardo (CRD# 7568880) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Livermore, CA and has 1 year of experience in the finance industry.
CRD# 3262592
Captrust
CRD# 4105009
Lowery Thomas, LLC
CRD# 1245314
Wealth & Tax Planners LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Leandro, CA | Jul 2023 - Current | < 1 |
| Brewers Supply Group | San Leandro, CA | Aug 2022 - Jul 2023 | < 1 |
| Merrill Lynch | Walnut Creek, CA | Jun 2022 - Aug 2022 | < 1 |
| Brewers Supply Group | San Leandro, CA | Jun 2021 - Jun 2022 | 1 |
| Holy Names University | Oakland, CA | Aug 2019 - Jun 2021 | 1 |
| Fairyland | Oakland, CA | Jun 2019 - Aug 2019 | < 1 |
| Castro Valley High School | Castro Valley, CA | Aug 2015 - Jun 2019 | 3 |
| Creekside Middle School | Castro Valley, CA | Jul 2013 - Aug 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2024 |
- CA
- TX
-
Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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