Thomas Douglas (CRD# 2605963) is an Investment Advisor Representative working at Vergence Institutional Partners LLC in Little Compton, RI and has over 25 years of experience in the finance industry.
CRD# 4318531
Integrated Wealth Concepts LLC
CRD# 6230536
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 836683
Rbc Capital Markets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Vergence Institutional Partners LLC | Boston, MA | Feb 2019 - Current | 5 |
| Not Actively Employed | Boston, MA | May 2017 - Feb 2019 | 1 |
| Voya Financial Partners | Braintree, MA | Sep 2014 - May 2017 | 2 |
| Voya Financial | Braintree, MA | Sep 2014 - May 2017 | 2 |
| Ing Financial Advisers, LLC | Braintree, MA | Jan 2009 - Sep 2014 | 5 |
| Ing | Braintree, MA | Jul 2008 - Sep 2014 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1998 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2019 |
- MA
- MI
- RI
- TN
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Fixed fees (other than subscription fees)
- Pension consulting services
MA, MI, RI, TN
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