Derek Skains, financial advisor Litchfield Park AZ

Derek Skains

CRD Number: 1661408
Current Firm: Securities America Advisors, Inc.

Derek Skains (CRD# 1661408) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Litchfield Park, AZ and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America, Inc. Litchfield Park, AZ Aug 2009 - Current 10
Securities America Advisors, Inc. Litchfield Park, AZ Aug 2009 - Current 10
Raymond James Financial Services Advisors, Inc. Saint Petersburg, FL Jan 2009 - Aug 2009 < 1
Raymond James Financial Services Scottsdale, AZ May 2003 - Aug 2009 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1987
S65 NASAA Investment Advisors Law Examination Nov 1994
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Derek N. Skains
Phone Number: 402-399-9111
Registered State(s):
  • AZ
  • TX
By the Numbers
  • Total Assets Under Management
    21,887
    MILLIONS
  • Total Number of Accounts
    154,747
    ACCOUNTS
  • Average Account Value
    $141,440
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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