Brad Baker, financial advisor Litchfield Park AZ

Brad Baker

CRD Number: 1535642
Current Firm: Kestra Advisory Services, LLC

Brad Baker (CRD# 1535642) is an Investment Advisor Representative working at Kestra Advisory Services, LLC in Litchfield Park, AZ and has over 37 years of experience in the finance industry. Brad Baker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Kestra Investment Services LLC Litchfield Park, AZ Aug 2021 - Current 2
Kestra Advisory Services LLC Litchfield Park, AZ Aug 2021 - Current 2
Pnc Investments Peoria, AZ Aug 2021 - Aug 2021 < 1
Compass Bank Birmingham, AL Dec 2016 - Aug 2021 4
Bbva Compass Insurance Agncy, Inc. Austin, TX Dec 2016 - Aug 2021 4
Bbva Securities Inc. Glendale, AZ Dec 2016 - Aug 2021 4
Bbva Wealth Solutions Inc. Glendale, AZ Dec 2016 - Aug 2021 4
Allstate Insurance Co Goodyear, AZ Aug 2014 - Dec 2016 2
Lpl Financial San Diego, CA Jan 2009 - Aug 2014 5
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination May 1999
S63 Uniform Securities State Law Examination Oct 1986
Contact Info for Brad E. Baker
Phone Number: 8445537872
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    48,324
    MILLIONS
  • Total Number of Accounts
    140,425
    ACCOUNTS
  • Average Account Value
    $344,129
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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