![James Waters, financial advisor Lexington SC](/img/ws/profile-blank-sq.png)
James Waters (CRD# 7476070) is an Investment Advisor Representative working at D.a. Davidson & Company in Lexington, SC and has 1 year of experience in the finance industry.
![Jon Ahrens, financial advisor Lexington SC](/img/ws/profile-blank-sq.png)
CRD# 4692975
Southstate Advisory, Inc.
![Karen Alessi, financial advisor Lexington SC](/img/ws/profile-blank-sq.png)
CRD# 1794316
Merrill Lynch, Pierce, Fenner & Smith Incorporated
![Maria Alexander, financial advisor Lexington SC](/img/ws/profile-blank-sq.png)
CRD# 4456276
Stephens
Company Name | Location | Dates | Years |
---|---|---|---|
D.a. Davidson & Company | Lexington, SC | Oct 2022 - Current | 1 |
Truist Investment Services, Inc. | Atlanta, GA | Dec 2021 - Oct 2022 | < 1 |
Td Synnex Corp | Greenville, SC | May 2020 - Oct 2021 | 1 |
Anderson University | Anderson, SC | Aug 2018 - May 2020 | 1 |
Old Mill Brewpub | Lexington, SC | May 2016 - Jan 2020 | 3 |
Usc Aiken | Aiken, SC | Aug 2016 - Jul 2018 | 1 |
Ussf Referee | Lexington, SC | Aug 2012 - May 2018 | 5 |
Lextington High School | Lexington, SC | Aug 2012 - May 2016 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Jun 2022 |
- SC
- TX
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Total Assets Under Management27,925MILLIONS
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Total Number of Accounts81,264ACCOUNTS
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Average Account Value$343,638
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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