James Cooper (CRD# 6485444) is an Investment Advisor Representative working at Seterios Wealth Advisors, LLC in Lexington, KY and has 1 year of experience in the finance industry.
CRD# 5978053
Edward Jones
CRD# 5157750
Context Financial LLC
CRD# 1061144
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Seterios Wealth Advisors LLC | Lexington, KY | Jan 2022 - Current | 2 |
| The Lima-cooper Group, Coldwell Banker | Sarasota, FL | Jan 2015 - Apr 2022 | 7 |
| James Cooper & Company | Sarasota, FL | May 1984 - Dec 2021 | 37 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jul 2022 |
- FL
- KY
-
Total Assets Under Management3MILLIONS
-
Total Number of Accounts2ACCOUNTS
-
Average Account Value$1,650,000
- Performance-based fees
- Portfolio management for individuals and/or small businesses
FL, KY
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