Stephen Carew, financial advisor Auburn ME

Stephen Carew

CRD Number: 2614343
Current Firm: Osaic Wealth, Inc.

Stephen Carew (CRD# 2614343) is an Investment Advisor Representative working at Osaic Wealth, Inc. in Auburn, ME and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Osaic Wealth, Inc. Auburn, ME Sep 2023 - Current < 1
General Electric Company Fitchburg, MA Oct 1993 - Current 30
Sagepoint Financial, Inc. Lewiston, ME Feb 2018 - Sep 2023 5
Mml Investors Services, LLC Portland, ME Mar 2017 - Feb 2018 < 1
Massachusetts Mutual Life Insurance Company Springfield, MA Jul 2016 - Feb 2018 1
Metlife Securities Inc. Portland, ME Jan 2015 - Feb 2018 3
New England Securities Bedford, NH Apr 1995 - Jan 2015 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1995
S65 NASAA Investment Advisors Law Examination Sep 2000
Contact Info for Stephen J. Carew
Phone Number: 800-821-5100 EXT. 5389
Registered State(s):
  • ME
  • NH
By the Numbers
  • Total Assets Under Management
    29,536
    MILLIONS
  • Total Number of Accounts
    149,233
    ACCOUNTS
  • Average Account Value
    $197,920
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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