James Azeltine, financial advisor Leawood KS

James Azeltine

CRD Number: 1728514
Current Firm: Oppenheimer & Company Inc.

James Azeltine (CRD# 1728514) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Leawood, KS and has over 36 years of experience in the finance industry.

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Company Name Location Dates Years
Oppenheimer & Co Inc. Leawood, KS Jan 2014 - Current 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1987
S65 NASAA Investment Advisors Law Examination May 2001
Contact Info for James R. Azeltine
Phone Number: 212-668-8000
Registered State(s):
  • CA
  • IN
  • KS
  • MO
  • NE
  • NM
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    27,451
    MILLIONS
  • Total Number of Accounts
    34,493
    ACCOUNTS
  • Average Account Value
    $795,850
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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