Thomas Lynch (CRD# 5618996) is an Investment Advisor Representative working at Esi Financial Advisors in Latham, NY and has over 14 years of experience in the finance industry. Thomas Lynch has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6091481
The Ayco Company, LP
CRD# 5123632
Cetera Investment Advisers LLC
CRD# 2853423
Albanyadvisor Group LLC
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Equity Service, Inc. | Montpelier, VT | Jan 2020 - Current | 4 |
| National Life Group | Latham, NY | Dec 2019 - Current | 4 |
| Unemployed | Ballston Lake, NY | Oct 2019 - Jan 2020 | < 1 |
| Eagle Strategies LLC | Latham, NY | Aug 2019 - Oct 2019 | < 1 |
| Nylife Securities LLC | Fairport, NY | Aug 2009 - Oct 2019 | 10 |
| New York Life Insurance | Fairport, NY | Nov 2008 - Oct 2019 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2009 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2019 |
- NY
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Total Assets Under Management2,125MILLIONS
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Total Number of Accounts11,558ACCOUNTS
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Average Account Value$183,834
- A percentage of assets under your management
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