Darren Daye (CRD# 3032746) is an Investment Advisor Representative working at B. Riley Wealth Advisors, Inc. in Las Vegas, NV and has over 25 years of experience in the finance industry.
CRD# 2481766
Skyoak Capital, Inc.
CRD# 4459102
Money Managers, Inc.
CRD# 5192556
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| B. Riley Wealth Management | Memphis, TN | Jul 2022 - Current | 1 |
| B. Riley Wealth Advisors | Irvine, CA | Jun 2015 - Current | 8 |
| National Securities Corporation | Irvine, CA | Jun 2015 - Jul 2022 | 7 |
| Select Planning Group, Inc. | Irvine, CA | Jul 2014 - Jun 2015 | < 1 |
| Securian Financial Services | St. Paul, MN | Apr 2005 - Aug 2014 | 9 |
| Minnesota Life Insurance Company | St. Paul, MN | Mar 2005 - Aug 2014 | 9 |
| Tfg | Newport Beach, CA | Mar 2005 - Aug 2014 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1998 |
| S65 | NASAA Investment Advisors Law Examination | Jul 1998 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2002 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management7,645MILLIONS
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Total Number of Accounts20,038ACCOUNTS
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Average Account Value$381,538
- A percentage of assets under your management
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- Educational seminars/workshops
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