Maxwell Shapiro (CRD# 6532507) is an Investment Advisor Representative working at Householder Group Estate & Retirement Specialists in Lancaster, CA and has over 8 years of experience in the finance industry.
CRD# 3184578
Citigroup Global Markets Inc.
CRD# 4747932
Thrivent Investment Management Inc.
CRD# 5006996
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial, LLC | Lancaster, CA | Feb 2021 - Current | 3 |
| Householder Group Estate & Retirement Specialists | Lancaster, AZ | Feb 2020 - Current | 4 |
| Allstate Insurance Co | Valencia, CA | Oct 2019 - Feb 2021 | 1 |
| Sammons Financial Network | West Des Moines, IA | Oct 2015 - Aug 2019 | 3 |
| Sammons Retirement Solutions, Inc. | West Des Moines, IA | Sep 2015 - Aug 2019 | 3 |
| Girard Securities, Inc. | San Diego, CA | Jul 2015 - Sep 2015 | < 1 |
| Sports Scholarships Usa | Agoura Hills, CA | Aug 2008 - Sep 2015 | 7 |
| Cal State North Ridge | Northridge, CA | Jan 2012 - Jul 2015 | 3 |
| Thousand Oaks High School | Thousand Oaks, CA | Jan 2015 - Jun 2015 | < 1 |
| Robert Raphael, Alc | Woodland Hills, CA | Aug 2009 - May 2015 | 5 |
| Moorpark College | Moorpark, CA | Aug 2008 - Jan 2015 | 6 |
| El Camino Real Charter High School | Woodland Hills, CA | Jun 2009 - Jun 2014 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2015 |
| S66 | NASAA Uniform Combined State Law Examination | Feb 2021 |
- CA
- TX
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Total Assets Under Management1,306MILLIONS
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Total Number of Accounts6,706ACCOUNTS
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Average Account Value$194,748
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, WA, WI, WV, WY
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