Michael Stubbs (CRD# 5150072) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Lake Worth, FL and has over 16 years of experience in the finance industry.
CRD# 2693512
Prudential Financial Planning Services
CRD# 4091348
Optimist Capital
CRD# 2591305
Money Concepts Advisory Service
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ubs Financial Services Inc. | Lake Worth, FL | Feb 2022 - Current | 2 |
| Wells Fargo Clearing Services, LLC | Coral Springs, FL | Jul 2017 - Feb 2022 | 4 |
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Oct 2015 - Apr 2017 | 1 |
| Michael Lawhon | Ft Lauderdale, FL | Sep 2014 - Apr 2017 | 2 |
| Northwestern Mutual Investment Services LLC | Ft Lauderdale, FL | Sep 2014 - Apr 2017 | 2 |
| Pnc | Aventura, FL | Jul 2013 - Sep 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2008 |
| S66 | NASAA Uniform Combined State Law Examination | May 2014 |
- FL
-
Total Assets Under Management702,387MILLIONS
-
Total Number of Accounts1,093,486ACCOUNTS
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Average Account Value$642,338
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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