Thomas Khounphannavong
CRD Number: 6437247Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Thomas Khounphannavong (CRD# 6437247) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Lake In The Hills, IL and has 1 year of experience in the finance industry.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 5751555
J.p. Morgan Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Lake In The Hills, IL | Apr 2024 - Current | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lake In The Hills, IL | Feb 2024 - Current | < 1 |
| J.p. Morgan Securities LLC | Elgin, IL | Jan 2023 - Feb 2024 | 1 |
| Holman | Bartlett, IL | Oct 2022 - Dec 2022 | < 1 |
| Unemployed | Elgin, IL | Aug 2021 - Sep 2022 | 1 |
| Depaul University | Chicago, IL | Aug 2019 - Aug 2022 | 3 |
| Northwestern Mutual | Chicago, IL | Sep 2020 - Jul 2021 | < 1 |
| Unemployed | Elgin, IL | Aug 2020 - Aug 2020 | < 1 |
| Mullers Woodfield Acura | Schaumberg, IL | Jul 2017 - Jul 2020 | 3 |
| Hall Enterprises | Schaumburg, IL | Mar 2017 - Jul 2017 | < 1 |
| Unemployed | Elgin, IL | Jul 2016 - Mar 2017 | < 1 |
| Franchise Management Investors LLC | Elgin, IL | Feb 2016 - Jun 2016 | < 1 |
| New York Life | Schaumburg, IL | Jun 2015 - Jan 2016 | < 1 |
| Primerica Financial Services | Lombard, IL | Jan 2015 - Jun 2015 | < 1 |
| Dominos Pizza | Elgin, IL | Jul 2013 - Apr 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2023 |
| S66 | NASAA Uniform Combined State Law Examination | Apr 2024 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
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